Adrienne
Hayes
hayesa2@u.washington.edu
Scand 455
Outline:
I.
Introduction
II.
Hard and Soft
Security: No Longer Seen as Separate
-
definitions of hard
and soft security
-
EU security strategy:
Effective multilateralism and preventive engagement
-
NATO responses to
security threats: Keyword – solidarity
III.
Increased Military
Security Following NATO Accession
-
Status of National
Militaries of each
-
-
-
-
Contributions to
NATO
-
Baltic Military
Collaboration/Cooperation
IV.
Russian-Baltic
Relations: A Continuing Struggle
-
-
Sensitive
Issues:
-
-
Unresolved Border
Issues
-
Energy
- Areas of
collaboration
V.
Global Security
Actors
-
EU
-
UN
VI.
Baltic Support for
Responses to New Security Threats by NATO and EU
-
Terrorism
-
Organized
Crime
-
AIDS
VII.
Concluding
Remarks
-
Effectiveness of
security measures: Perception of security among citizens
-
Continued increase of
security
Introduction
In his 2001 book, The Baltic Transformed:
Complexity Theory and European Security, Walter Clemens proposes ten
different options available to the three Baltic States of Estonia,
Hard and Soft Security: No Longer Seen as
Separate
An important distinction should be made regarding the definition of
security. This term includes both “hard” security, traditionally defined
as military security, and “soft” security, or issues such as crime, poverty, and
disease. “Hard” security threats are typically thought of as external
threats, (or originating outside national borders in a specific geographic
location,) as military in character, motivated by state actors, and as having
direct implications on a country. However, today’s “hard” threats are much
more dynamic in character, originating either externally, internally, or
electronically, making it more difficult to pinpoint one geographic location as
the origin of the threat. Also, modern threats are not necessarily
military or state-motivated, and can have both direct and indirect implications
(Lindstrom, 15). The reason for “hard” security threats emerging often has
to do with the presence of “soft” security threats in a region. Members of
a society with low levels of poverty, organized crime, and regional conflicts,
are much less likely to organize terrorist groups, for instance, which create
global security threats. Gustav Lindstrom of the EU Institute for Security
Studies has created a diagram conceptualizing the relationship between hard and
soft security threats (Fig. 1). He notes, however, that security issues
are more intricate than what is portrayed in the diagram in that “elements from
the top of the pyramid can contribute to types of challenges listed below them”
(Lindstrom, 18).
Figure 1, Lindstrom, 17.
Clemens
mentions at the beginning of his chapter on enhancing Baltic security that, “for
small countries the coherence of state and society are the ultimate bulwark
against internal and external foes” (Clemens, 201), although the majority of his
options deal only with “hard” security issues. More discussion of
developments within the realm of “soft” security issues and how those are
playing a role in the overall security of the Baltic countries is needed.
The
Latvian Defense Secretary, Edgars Rinkevic, stated in his address to the 22nd
International Workshop on Global Security in 2005 that, “We know from our own
experience that defense reform can be successful only when it is supported by a
functioning market economy. And there is no difference between membership
in NATO and membership in the EU” (Rinkevic, ¶ 2). While this last
sentence can be perceived as an oversimplification, his statement communicates
the interconnectedness of the two organizations regarding security.
Similar assertions can be found in the Lithuanian National Security Strategy and
in the Estonian National Military Strategy. Antonio Missirolli of the EU Institute
of Security Studies takes a more cautious stance than Rinkevic, stating, “The
risk is that by blurring entirely the traditional dividing lines between “soft”
and “hard,” we may end up nowhere, without knowing really where to start from in
policy terms” (Missirolli, 36).
EU and NATO Security Strategies
Let us
first look at the security strategies for the EU and NATO, keeping this
distinction in mind. Both organizations have become closely connected as a
result of the EU-NATO declaration of 2002 on the European Security and Defense
Policy (ESDP). This agreement emphasizes mutual consultation and
development of common military capabilities. It was further supported in March
of 2003 with the “Berlin-Plus arrangements,” which provide “the basis for
EU-NATO cooperation in crisis management by allowing EU access to NATO’s
collective assets and capabilities for EU-led operations. In effect, they
allow the
Both
organizations have taken into consideration the changing definition of
security. The key security threats, aptly outlined in the European
Security Strategy (ESS), include terrorism, proliferation of weapons of mass
destruction (WMD), regional conflicts, state failure, and organized crime.
The EU and NATO largely concur in their security strategies, citing as elements
to an effective security strategy: engagement, and the use of, for example,
military, economic, and political pressures to ensure the protection of human
rights and the spread of good governance. Most importantly is the
principle of effective multilateralism, or partnership with other international
organizations towards common goals. As members of both organizations, the
Baltic countries have agreed to support these concerns.
Increased Military Security Following NATO
Accession
Clemens states at the beginning of the section regarding the option to join NATO
that, “Balts saw full membership in NATO as the best guarantee against dangers
from the East” (Clemens, 217). As Clemens illustrates, the Baltic
countries enhanced their security during the 1990s by participating in NATO’s
Partnership for Peace (PfP) program. A major component of the PfP program
was international assistance to build up national forces. One main goal
was to create more Baltic unity, as exemplified by the inception of the Baltic
Security Assistance Group (BALTSEA), an alliance of 14 Western states with the
intention of helping the
In its efforts to meet NATO standards, Estonia has allocated 2% of its GDP
to National Defense, and has been doing so since 2002 (Kõuts, ¶ 2). International aid is still being
received in the form of used equipment, such as the recent approval to acquire
used Sandown class mine hunters from the
The
Latvian defense budget for 2006 makes up 1.95% of the GDP, and is expected to
reach 2% by 2007 (Latvian Defense Budget for 2006). Lativa’s National
Armed Forces (NAF) are currently in a transition period expected to last until
2007 due to the revision of the National Defense Concept, approved in
2003. It was implemented mainly for admittance to NATO, but also to
prioritize collective defense capabilities, and to more effectively distribute
defense budget allocations. Informing the public about defense activities
has also become an increasing priority, as evidenced by youth activities and
competitions about NATO and NAF, as well as increased collaboration with
non-governmental organizations (NGOs). Another part of the Defense Concept
involves transitioning to a fully professional military by phasing out mandatory
military service. As of
The
Lithuanian National Defense System (NDS) consists of 18,250 servicemen and
cadets, as of 2006. As outlined in the approved guidelines of the minister
of national defense, the NDS continues to expand its resources and acquire
equipment mainly from other NATO member countries. It is undergoing a
reform consisting of a shift to “smaller, but more capable forces,” and a
correspondingly revised management system, with expected completion in 2007
(Lithuanian Ministry of Defense website).
Contributions to NATO
Baltic troops have been actively involved in and contributing to global missions
since the mid-1990s. The most recent contributions to NATO include active
participation in missions to
Baltic Military Collaboration
One of the most important effects
of NATO involvement in the Baltic countries has been the establishment of the
numerous trilateral defense units. Clemens outlines how, when, and with
whose help many of these organizations were formed. These include the
aforementioned BALTSEA and BALTDEFCOL, as well as the Baltic Naval Squadron
(BALTRON), the Whole Baltic Airspace Surveillance Network (BALTNET), and the
Baltic Peacekeeping Battalion (BALTBAT). A number of other projects have
been established and implemented since the publication of Clemens’ book, such as
the Baltic Command and Control Information System (BALTCCIS), which was started
in 2001with assistance from the German Ministry of Defense, to be operated
within BALTSEA. BALTBAT was closed
in 2003, as it was deem that the goals of the project had been achieved, but a
new project to coordinate Baltic land forces was signed in 2004. In 2002
the Baltic Virtual Military Academy (BALTVIMA) was established following
collaborations with the Norwegian and US militaries in the area of formal
education over the internet. The Riga Initiative was also introduced in
2002 in an attempt to coordinate military efforts and sustainable development of
the environment in the whole
A
recent step furthering Baltic collaboration was taken in November of 2005 when
the Foreign Ministers of all three countries signed a joint communiqué.
The communiqué approved increased budgets for BALTNET and BALTDEFCOL and
authorized improvements in the areas of
“contribution to NATO operations, development of operational facilities
in Baltic states, air policing, fight against international terrorism and
co-operation on military education” (“Defence ministers of Baltic states
agree on co-operation,” ¶ 3). Baltic armed
forces are becoming increasingly organized and well-equipped, not least through
international assistance, and are substantially heightening their abilities to
provide security by cooperating as a unit. Another factor in enhancing
Baltic security involves improving relations with
Clemens highlights the importance of Russian-Baltic relations by giving the
topic first priority in his chapter on Baltic security.
Economically,
Relations with
In a meeting in November of 2005,
the Lithuanian-Russian Intergovernmental Commission for cooperation in trade and
economic, scientific and technical, humanitarian and cultural spheres held its
fourth meeting, in which the above-mentioned issues were discussed, along with
other issues such as border structures and organized crime. At this meeting,
Unresolved Border Issues
Thoughts on why the Russian government has abstained from ratifying border
treaties with the
Energy
Energy
is a major drain on the economies of the Baltic countries, which are dependent
on
While a
military attack from
The
Baltic countries could explore alternative energy sources, or try diversifying
their foreign suppliers in order to create more competition and to reduce
dependency on
Areas of Collaboration
The
Baltic countries and
As
mentioned above,
Global Security Actors
NATO
membership has supported “hard” security, but membership in and collaboration
with other international organizations helped the Baltic countries address
“soft” security issues. While it is not the main purpose of this paper to
discuss these issues, it is worth a brief mention of how international
cooperation has affected life for citizens in the Baltic countries, as they play
a significant role in determining the level of security of a nation or
region.
EU
The EU
is important for increasing “hard” security, and has recently taken measures to
increase its capabilities, which were discussed earlier. However,
cooperation with the EU has produced more tangible changes in the daily lives of
Baltic citizens, thus increasing “soft” security. Boyka Stefanova
describes the expansion of the EU as a mechanism for enhancing European
security. The EU used a “logic of conditionality and fulfillment of
preliminary criteria for membership” when considering admittance of Eastern and
Central European countries (Stefanova, 59). Through intense collaboration
with the EU during the years before membership, the candidate countries had time
to adopt the norms of governance of EU member states. Baltic economies
were stimulated, encouraging foreign investment, and promoting the conditions
for good governance. With a growing economy, higher life expectancy, and
high levels of education, the Baltic countries achieved a decent Human
Development Indicator (HDI) figure. Yet some problems remain; high
unemployment rates in certain sectors of the population, discrepancies in
quality of life between city and rural populations, high levels of alcoholism,
and increasing rate of HIV/AIDS infection.
UN
United Nations (UN) support has been important for Baltic security, especially
in the realm of “soft” security. Each Baltic country has participated in
the UN Development Program (UNDP); a program acting as a networking agent for
countries around the world to find and share solutions for development
challenges, including: poverty reduction, HIV/AIDS, gender equality, the
environment, information and communication technology, and ensuring democratic
governance.
Baltic Support for Responses to New Security Threats by
NATO and EU
All EU
and NATO partners recognize that modern security threats are too large an
undertaking for one country, but must be confronted through a joint
effort. The security policies of each of the Baltic countries express
their commitment to supporting NATO and the EU’s efforts to protect against
security issues. Responsibility is delegated throughout different sectors
to assist in making the Baltic countries secure against other threats. For
example, the Ministry of the Interior helps fight organized crime, and the
Ministry of Health works with HIV/AIDS treatment.[2]
NGOs are also important players in ensuring Baltic security in a myriad of areas, as they tend to work on a more tangible, grassroots level. This is, however, a relatively new sector in the Baltic region. Public awareness of NGOs is not what it could be, nor is management. Baltic governments are making efforts to facilitate collaboration with NGOs in order to increase their effectiveness. There seems, also, to be a lowering tolerance for corruption as well, as exemplified by the impeachment of the Lithuanian President Rolandas Paksas in 2004 for illegal activities with and divulging state secrets to a Russian businessman and financial supporter.
Concluding Remarks
In
The
2002-2003 UN Human Development Report for
The
Baltic countries have been able to improve their security situation at an
impressive rate of speed through consistent and dedicated international support,
eventually achieving membership in the EU and NATO in 2004. Baltic
militaries are becoming better equipped and more organized, and are continuing
to reinforce their security as a region through collaboration with each other,
surrounding countries, and international organizations such as the UN. As
the statistics show, approval ratings for Baltic involvement in the EU and NATO
are relatively high. Each country maintains a policy of transparency and
issues clear and coherent statements on policies, creating the potential for a
well-informed public.
The
Baltic countries have done and are continuing to do what they can to increase
their national security, including creating good relations with
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[1] Information on this type of contribution is most clearly laid out on the Estonian website, http://www.mod.gov.ee/?op=body&id=379 , but can also be found on the websites of the Latvian and Lithuanian Ministries of Foreign Affairs
[2]
In April of 2005,