Local
Gauge Symmetries and Gauge Bosons III – A (Quick) Review and some Group Theory:
In
Lecture 14 last quarter we discussed the structure of a field theory with a
local gauge symmetry described by a Lie group.
The algebra of the group is specified by the structure constants Cjkl in
![]()
where the Tk are the n
generators of the group, k = 1 to n. We start with matter fields that are
necessarily in a representation of the group, typically the fundamental
representation. For the Standard Model
the fundamental fields are fermions, the quarks and leptons. The general local gauge transformation
of the matter fields is then defined in terms of an n-plet
of scalar functions and is represented by

where the tk are an
appropriate (matrix) representation, typically the fundamental representation,
of the generators Tk. The gauge covariant derivative is defined in
terms of the n required vector gauge boson fields, Bmk,
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which also serves to define the fundamental coupling constant g. The corresponding gauge transformations of
the vector gauge boson fields take the form

The
associated field strength tensor is
![]()
The
Lagrangian that is invariant under such local gauge
transformations has the general form
![]()
This
Lagrangian does not admit a mass term for the vector
gauge particle. A term like
![]()
is
not gauge invariant due to the term in the transformation of the vector field
arising from the derivative. Under a
gauge transformation the gauge field does not simply “rotate”, which would
leave this term unchanged, but it is also “translated” by the space-time
derivative term in the gauge transformation.
It is the derivative related terms in the transformation of the vector
gauge particle that cancel the terms that arise from the derivatives in the
kinetic energy of the matter fields and that ensure the overall invariance of
the Lagrangian under local gauge transformations. It is these derivative terms that ensure that
mass terms for the gauge boson are not invariant. Thus the requirement of local gauge
invariance and the presence of massless gauge bosons are inextricably
connected, whether the symmetry is Abelian or non-Abelian.
We
also want to enlarge our command of the underlying group theory as applied to
such symmetric theories. The matter
fields must appear in degenerate (i.e., all with the same mass)
irreducible (i.e., we cannot write the representation as a sum of
smaller representations – if we start with any member of the representation, we
will get to every other member of the representation by operating with
some element of the group) representations of the underlying symmetry
group. Thus it will be helpful to have a
language for characterizing these representations and we want to introduce some
useful notation. As we have already
noted in the SU(2) case, the members of irreducible
representations are labeled by the eigenvalues of the generators (operators) in
the largest commuting (Abelian) subalgebra, called the Cartan subalgebra. The dimension of the Cartan subalgebra is
called the rank of the algebra (and the group) and tells us how many quantum
mechanical operators can be simultaneously diagonalised. Recall that for the special unitary groups, SU(N), the dimension of the algebra (the number of
generators) is N2 – 1. The
rank is N – 1. Thus for the case of SU(2) (and, therefore, SO(3)) the rank is 1 and each member
of each irreducible representations is characterized by the eigenvalue of a
single generator (operator). This is
typically taken to be Iz (or Jz in SO(3)).
The
irreducible representations themselves are characterized by the eigenvalues of
the so-called Casimir operators, the set of operators, typically nonlinear
functions of the generators, which commute with all of the generators. (Note that the Casimir operators are not
themselves members of the algebra). By Schur’s lemma the representation of a Casimir operator is a
multiple of the identity matrix, i.e., every member of a given
irreducible representation is an eigenvector of the Casimir operator with the same
eigenvalue. For SU(2)
of isospin there is a single Casimir operator, which is just the total isospin
![]()
with eigenvalues i(i+1). [For SO(3) the
Casimir is the total angular momentum J2.] As we already know, the members of the irreducible
representations of isospin (or angular momentum) are represented by the 2
numbers i and m,

The individual states are connected by the “ladder operators”

The possible irreducible representations of SU(2)
correspond to all the positive real integers and half-integers (i.e., to
these values for the isospin i). If we consider products of irreducible
representations, we typically obtain reducible representations, which can be
expressed as sums of irreducible representations. For continuous symmetries, the resulting
quantum numbers (eigenvalues of the “total” Casimir operator – the total
isospin) are obtained from the appropriate “addition” of the quantum numbers of
the individual representations being added.
For example, the product of 2 isospin ½ representations (call them A
and B) can be reduced into isospin 1 and isospin 0 representations,
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As we have already discussed, the specific details of this decomposition
are provided by the Clebsch-Gordan coefficients. In terms of the eigenvalues of the individual
isospins, IA and IB,
and the total isospin,
![]()
and the corresponding z components, we have

This
formula allows us to express any member of the resulting product representation
as a linear combination of the members of the original representations in the
product.
Now
we want to move on to the symmetry groups of rank 2. Of particular interest is the group SU(3). This group has
application to both the global SU(3) of quark flavors
and the local gauge symmetry of QCD. In
the former case the fundamental representation is the triplet of (lowest mass)
quarks flavors u, d, s. In the latter case the fundamental
representation is the triplet, a = 1, 2, 3 (or red, green, blue), with
one such triplet for each of the 6 quark flavors (f). In the case of a local symmetry (QCD) there
are 8 gluon fields Gmk corresponding to the 8
generators of SU(3).
The structure constants are C jkl
= f jkl, where these numbers can be
found on our SU(3) web page.
The generators are the Fk
and are represented by the lk matrices, tk = lk/2, which are also discussed
on the web page. We will include some of
the results from the web page here. The
algebra is given
![]()
where the rank 3 tensor f jkl is antisymmetric
in all indices and the non-zero values are given in the following table (plus
the antisymmetric permutations).
|
ijk |
123 |
147 |
156 |
246 |
257 |
345 |
367 |
458 |
678 |
|
fijk |
1 |
|
|
|
|
|
|
|
|
The
conventional forms of the fundamental representation of the generators (often
called the Gell-Mann matrices, the analogue of the Pauli matrices) are



These matrices satisfy the following
identities

and

where dijk
is a symmetric rank 3 tensor with (nonzero) values (plus the symmetric
permutations) given in the following table.
ijk |
111 |
146 |
157 |
228 |
247 |
256 |
338 |
344 |
|
dijk |
|
|
|
|
|
|
|
|
|
ijk |
355 |
366 |
377 |
448 |
558 |
668 |
778 |
888 |
|
dijk |
|
|
|
|
|
|
|
|
We know
from our earlier discussion that individual members of an irreducible
representation of SU(3) will be labeled by 2
constants, i.e., this is a group of rank 2. These are conventionally chosen to be the
eigenvalues of the generators F3 and F8. This point is already explicit in the
matrices above. It is l3 and l8 that are diagonal.
For
the global (approximate) SU(3) flavor symmetry, the
“physical” identification of these two generators is with isospin and
hypercharge

where the explicit form in terms of the l matrices is for the
fundamental representation whereas the general identification applies to any
flavor SU(3) multiplet. This is why we
plotted the representations of the baryons and mesons in a plane with axes I3
and Y. To connect to what we
learned about the SU(3) flavor symmetry we note that
for the basic triplet of quarks, u, d, s, we have

For the case of color SU(3) there is no corresponding
special role for these two generators, although we will continue to use the I
notation. We are typically only
interested in the singlet representation 1 (the hadrons), the triplet 3
(the quarks) and the octet 8 (the gluons).
Whether
we are considering the irreducible representations of color SU(3)
or of flavor SU(3), the primary change from the representations of SU(2) is
that the representations are now 2-D structures rather than 1-D. The two dimensions are required to represent
to the 2-quantum number labels that identify the individual members of the
representation. The analogue of the
ladder operator of isospin is a set of 3 independent ladder operators,


which
can be thought of as describing 3 SU(2) subalgebras and as generating steps
along 3 axes in the 2-D plane that are at 60° with respect to each other
as illustrated in the figure. These
operators satisfy a set of suggestive commutation relations that follow from
the algebra of SU(3)

The
interested student should verify these relations and their interpretation in
the figure above.
With
these operators we can understand (and eventually decompose) representations of
SU(3) much as we did with those of SU(2) (although the
latter exercise is much simpler).
Consider a given irreducible SU(3)
representation and start by selecting the member of this representation with
the largest value of I3 (recall that this quantum number need
not be the familiar isospin). This state
is often called the state of highest weight, Ymax. It follows from the definitions that this
state is annihilated by those operators that step to larger I3,
![]()
The
first result is familiar from SU(2). As with the case of isospin, we can identify
the rest of the representation by operating with the lowering operators. The difference here is that we have 3 such
operators. The SU(3)
representation will be labeled by two integers, p and q (instead of the single integer in the SU(2)
case), that tell us when the “ladder of states” terminates. Thus we have
![]()

The
3 states, Ymax, V-pYmax and I-qV-pYmax, lie on the lower right
boundary of the representation as suggested in the figure. Continuing in a similar manner utilizing all
of the SU(3) ladder operators, it is straightforward
to verify the following properties of the SU(3) representation (p,q) as displayed in the “3-8” (or I3-Y)
plane.
·
The boundary is a convex six-sided
figure, which is symmetric under 120° rotations and reflections
in the vertical (8) axis.
·
There are no unfilled sites on the boundary or inside. There is a single state at each point on the
boundary, two states at each point on the contour 1 step inside the boundary,
three states at each point on the contour 2 steps inside the boundary and so on
until the contour has a triangular shape, when there are no more extra layers.
·
The total number of states in the representation is
. Thus we can identify

·
At the multi-occupied sites the distinct members of the representation
have different eigenvalues of the SU(2) Casimir I2
(or U2 or V2).
·
The simplest Casimir operator for SU(3) has
the form

The other Casimir is cubic in the Fk
and it is simpler to label the representations in terms of (p,q).
For
the question of decomposing products of SU(3)
representations into irreducible representations, the most efficient notation
is that of Young diagrams. These are
just left justified arrays of boxes with a specific set of (seemingly ad hoc)
rules for their manipulation and interpretation. The rules include the following.
1. Each horizontal row of boxes
is at least as long as the horizontal row below it.
1. We can think of the
horizontal direction as symmetrization (with respect to some internal index)
and the vertical direction as anti-symmetrization. There are at most n rows for the case of SU(n).
2. For the SU(3)
representation (p,q) the first row has p
more boxes than the second row and the second row has q more boxes than
the third row. Thus we have

3. The counting of states
within a given representation involves filling in the boxes starting with the
upper left hand corner. For SU(N) you put N in that box and then increase the number
when moving to the left and decrease the number when moving down. An example is
. Next we must define
a “hook”. A hook is the set of boxes that
form a “right hook”, moving first up and then right. For the previous example there are 3 possible
hooks, 1 involving all three boxes, one involving only the right most box and
one involving only the bottom box,
. Without proof, we
note that the number of states in the representation represented by a Young
diagram is given by the product of all the boxes with numbers in them (i.e.,
the product of the numbers in the boxes) divided by the product of the lengths
(number of boxes) of the hooks. For the
example above for SU(3), we have
as expected. Two other examples to test your understanding
are 
To
actually combine multiplets, i.e., define a product of representations,
we need to carefully label things. Here
we use the notation of the PDG
(see http://pdg.lbl.gov/2000/youngrppbook.pdf).
Consider the product of 2 octets,

where we use boxes to represent the first octet and letters for the second
(with “a” for the first row, “b” for the second, etc.). Now we proceed to “add the boxes” with the
following rules.
1. Start with the left-hand
Young diagram (the boxes)
.
2. Add the “a’s”
in all ways that produce a valid Young diagram, but with no more than a single
“a” in each column (initially symmetric labels cannot be antisymmetrized)
.
3. Starting in the second row
(where the “b’s” were initially) add the “b’s” subject to the constraint that, reading from right to
left starting at the end of the first row and moving on to the second row, the
number of “a’s” must be ³ the number of “b’s”
(³ the number of “c’s”). Thus the allowed Young diagrams are
.
4. Using the rules noted
earlier we can work out the multiplicity of each of these irreducible
representations, either with the “hooks” formula or with (p,q).

Thus the final result (as we have already noted) is
.
Looking
ahead to the application to the SU(3) of color we can
reproduce some other results that we have already used. Consider the product of a quark and
antiquark,

Next
consider the product of 3 quarks, but begin by looking at 2 quarks,

With
the third quark we have

In
the context of color we are interested only in the color singlets for the
mesons and baryons respectively. Applied
to the SU(3) of flavor, we see again that the mesons
should appear in octets and singlets while the baryons should form decuplets,
octets (of differing internal permutation symmetry) and singlets of
flavor. However, not all of these states
can be combined (with space, color and spin wave functions) to yield states
with the required overall asymmetry under permutations. For example, the antisymmetric color wave
function requires net symmetry in the other quantum numbers. For the ground state we expect the space wave
function to be symmetric. The spin wave
function is either symmetric (S = 3/2) or mixed (S = 1/2). Thus only the flavor symmetric 10, with
spin 3/2, and the appropriately mixed symmetry 8, with spin 1/2,
can appear in the baryon ground state.